SCOTT LEGAL

Nathalie F. Scott, Esq. - US LAWYER 

Member of the Florida Bar

27 fevrier 2020,

SEC Hot Topics for Swiss Advisers What you need to know, and why

Change is happening. - SEC registered Swiss advisers must comply with the U.S. Investment Advisers Act of 1940 and the rules thereunder. In this FREE presentation, we explore the hot topics for Swiss firms and set out what you need to know, and why.

  • Status of the moratorium on SEC registration
  • New Swiss laws and FINMA oversight
  • Consequences of FINMA-SEC information sharing and impact on RIAs
  • SEC compliance expectations
  • OCIE exams and enforcement hot topics
Valérie Menoud - Senior Associate, Lenz & Staehelin
Nathalie Scott, - Partner, Scott Legal
Mark Berman - CEO, CompliGlobe Ltd - Former U.S. Securities and Exchange Commission lawyer
Inscription | GenèveInscription | Zürich

October 11th, 2019

ARIF

Nathalie Scott, Guest speaker at ARIF, Association Romande des Intermédiaires Financiers.

Nathalie F. Scott, Esq, ARIF

September 26th, 2019

Swiss American Chamber of Commerce.

Nathalie Scott meets US Ambassador Edward T. McMullen, Jr. at AmCham luncheon.

Ambassador of the United States of America to Switzerland and Liechtenstein.